To view the most recent version of Form ADV for Chapel Street Advisors LLC, please click here.
Under no circumstances is the information contained herein to be used or considered as an offer to sell or a solicitation of an offer to buy a particular investment. There are risks involved with investing, including possible loss of principal. None of Chapel Street LTV™, Chapel Street DY™, the Chapel Street Long Term Value Program (the "Program") or the Chapel Street Dividend Yield Program (the "DY Program") is a mutual fund.
To determine if entering into an advisory assignment based on the Program or the DY Program is an appropriate financial management approach for you (and after meeting with a representative of the Firm), you should carefully consider its investment objectives, risk factors (including risks arising from possible investment concentration, the risks associated with each of small-cap, growth and value stocks, general risks of investing in stocks and general risks associated with online investing, among others) and associated management fees.
There are limitations to Strategic AIM™ and Fair Value Price Arbitrage™. Chapel Street’s assessment of stocks held in Chapel Street LTV™ or Chapel Street DY™ or recommended under the Program or the DY Program may prove incorrect, resulting in losses or poor performance even in a rising market. Furthermore, there can be no guarantee that Chapel Street LTV™, Chapel Street DY™, the Program or the DY Program will achieve its objectives.
As a Registered Investment Adviser in the State of Ohio, (i) Chapel Street may only transact business in states other than Ohio if first registered, excluded or exempted from state investment adviser registration requirements and (ii) follow-up, individualized responses to persons in states other than Ohio by Chapel Street that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as the case may be, will not be made absent compliance with state investment adviser registration requirements, or an applicable exemption or exclusion. To learn more about the Firm or about the Program or the DY Program, including limitations and risks, please contact us.